The Group Executive Vice President, Chief Legal and Compliance Officer, at YES Securities (India) Limited.

Specialization in the fields of Legal, Broking and ROC Compliances, Finance, Business Management, Operations, Surveillance, Risk Management, Sales, and Marketing has more than 19+ years of diverse experience.

Worked with SEBI registered Listed Companies like Indiabulls and Geojit BNP Paribas.
Have an extensive career spans across all facets of financial services specially all functions ranging from the field of Retail and Institution Wealth Broking, Depository Operations, Compliance (SEBI, NSE, BSE, MCX, NSDL, CDSL, BASL, RA, RIA, AML, ROC, AIF, CYBER SECURITY AUDITS), Legal (CLB, GRC, Arbitration, Income Tax, DRT, NCLT, Trade Marks), Vetting of all type of legal agreements, Corporate Strategy and Governance, HR & Talent Acquisition, Research & Investments